Filed September 8, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $773,997 |
CAPFINANCIAL PARTNERS LLC2 years Service code 99 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Other Fees | $323,853 |
WILLIS TOWERS WATSON US LLC2 years Filed as: TOWERS WATSON DELAWARE INC Service code 13 LOCKBOX 28925 28025 NETWORK PL · CHICAGO, IL 30374 | Contract Administrator | $142,267 |
COWEN & COMPANY LLC2 years Filed as: COWEN EXECUTION SERVICES, LLC Service code 50 · EIN 84-1702964 | Direct Payment | $104,553 |
Filed as: GWFS EQUITIES INC Service code 33 · EIN 84-0965407 | Participant communication; Other inve... | $76,247 |
BDO USA, LLP2 years Service code 10 P O BOX 642743 · PITTSBURGH, PA 15264 | Accounting | $44,448 |
Filed as: QDRO CONSULTANTS COMPANY LLC Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $10,800 |
Service code 15 | Recordkeeping | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $181,091 | $177,276+2.2% | $90,161+100.9% | $177,276+2.2% |
| Participation rate | 99.4% | 74.8%+24.6pp | 76.9%+22.5pp | 74.8%+24.6pp |
| Annual return | 16.47% | 21.25%-4.8pp | 34.89%-18.4pp | 21.25%-4.8pp |
| Employer contribution / active EE | $8,920 | $2,479+259.8% | $3,318+168.8% | $2,479+259.8% |
| Participant deferral / active EE | $12,718 | $3,881+227.7% | $5,287+140.5% | $3,881+227.7% |
| Admin fee / account holder | $329 | $154+113.7% | $5,943-94.5% | $154+113.7% |