Filed September 8, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $2,067,398 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $1,536,929 |
CAPFINANCIAL PARTNERS LLC4 years Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $380,071 |
Filed as: WILLIS TOWERS WATSON US LLC, Service code 16 LOCKBOX #28852 P.O.BOX 28852 · NEW YORK, NY 100878852 | Consulting | $204,288 |
COWEN & COMPANY LLC1 year Service code 50 · EIN 84-1702964 | Direct Payment | $120,155 |
Filed as: GWFS EQUITIES INC Service code 33 · EIN 84-0965407 | Other investment fees and expenses; S... | $67,084 |
BDO USA, LLP4 years Service code 10 P.O. BOX 642743 · PITTSBURGH, PA 15264 | Accounting | $61,745 |
Filed as: QDRO CONSULTANTS COMPANY LLC Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $7,200 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $195,436 | $90,629+115.6% | $91,994+112.4% | $82,204+137.7% |
| Participation rate | 99.5% | 84.5%+15.0pp | 78.6%+20.8pp | 73.4%+26.1pp |
| Annual return | 21.21% | 31.50%-10.3pp | 69.04%-47.8pp | 26.31%-5.1pp |
| Employer contribution / active EE | $7,572 | $3,242+133.6% | $3,453+119.3% | $2,707+179.7% |
| Participant deferral / active EE | $10,554 | $5,951+77.4% | $5,924+78.2% | $4,246+148.6% |
| Admin fee / account holder | $339 | $81+318.6% | $7,744-95.6% | $76+348.6% |