Filed September 8, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $2,253,997 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $1,460,550 |
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $327,693 |
WILLIS TOWERS WATSON US LLC3 years Service code 16 LOCKBOX 28025 28025 NETWORK PL · CHICAGO, IL 606731280 | Consulting | $188,761 |
COWEN & COMPANY LLC4 years Service code 33 · EIN 84-1702964 | Securities brokerage; Direct payment ... | $42,635 |
Filed as: EMPOWER FINANCIAL SERVICES, INC. Service code 26 · EIN 84-0965407 | Advisory (Participants) | $23,976 |
Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $5,400 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $207,497 | $83,595+148.2% | $86,436+140.1% | $78,044+165.9% |
| Participation rate | 99.1% | 81.9%+17.3pp | 80.3%+18.8pp | 74.4%+24.7pp |
| Annual return | -17.21% | -10.64%-6.6pp | 4394.89%-4412.1pp | 10.87%-28.1pp |
| Employer contribution / active EE | $8,277 | $3,111+166.1% | $3,769+119.6% | $3,125+164.9% |
| Participant deferral / active EE | $12,105 | $6,427+88.4% | $6,952+74.1% | $5,084+138.1% |
| Admin fee / account holder | $371 | $82+349.7% | $6,731-94.5% | $79+369.8% |