Filed September 8, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $2,280,441 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $1,454,916 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $316,611 |
WILLIS TOWERS WATSON US LLC2 years Service code 16 LOCKBOX 28025 28025 NETWORK PL · CHICAGO, IL 606731280 | Consulting | $187,907 |
COWEN & COMPANY LLC3 years Service code 33 · EIN 84-1702964 | Securities brokerage; Direct payment ... | $78,672 |
BDO USA, LLP2 years Filed as: BDO USA LLP Service code 10 PO BOX 642743 · PITTSBURGH, PA 152642743 | Accounting | $52,724 |
Filed as: GWFS EQUITIES INC Service code 33 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Securities brokerage; Other investmen... | $16,905 |
Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $2,700 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $255,497 | $112,156+127.8% | $108,410+135.7% | $101,517+151.7% |
| Participation rate | 99.0% | 83.2%+15.8pp | 80.1%+18.9pp | 74.6%+24.4pp |
| Annual return | 13.35% | 15.85%-2.5pp | 905.27%-891.9pp | 21.00%-7.7pp |
| Employer contribution / active EE | $8,006 | $3,067+161.0% | $3,558+125.0% | $2,973+169.3% |
| Participant deferral / active EE | $11,969 | $6,696+78.7% | $6,563+82.4% | $4,873+145.6% |
| Admin fee / account holder | $396 | $75+431.3% | $7,295-94.6% | $139+184.2% |