PGIM
advisor38 known aliases resolved via the canonical alias map
Market position · 2024
Plans served50+4 YoYRank #401 of mapped providers
Assets under administration$210.4B0.2%Market share · rank #65
Fees received$30MMedian $88,830/planSum across Schedule C direct + indirect
Net wins YoY+112 won · 11 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical PGIM plan look like?
Service mix · median fees per plan
Count of plans where PGIM ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management fees paid directly by plan; Direct payment from the plan; Investment managementCode 28 | 39 | $124,623 | |
Investment management fees paid directly by planCode 51 | 4 | $518,062 | |
Investment advisory (plan); Direct payment from the planCode 27 | 2 | $24,093 | |
Contract AdministratorCode 13 | 1 | $12,372 | |
Custodial (securities); Sub-transfer agency feesCode 19 | 1 | $13,561 | |
Investment management fees paid indirectly by planCode 52 | 1 | $0 | |
Distribution (12b-1) feesCode 63 | 1 | $2,063 | |
Other investment fees and expensesCode 72 | 1 | $0 |
Competitor overlap
Percent of PGIM's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under PGIM.
| Sponsor | From | Assets |
|---|---|---|
WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND BOARD OF TRUSTEESWA · 916145047-001 | PIMCO | $56.4B |
RALEY'SCA · 941316611-010 | Principal | $321M |
KANSAS CONSTRUCTION TRADES OPEN END PENSION TRUST FUNDKS · 486171387-001 | Brier Payne Meade Insurance | $203M |
QBE HOLDINGS, INC.WI · 521147383-001 | Prudential Retirement Insurance & Annuity Co. | $138M |
DN TANKS, LLCMA · 844597957-001 | The Angell Pension Group Inc. | $118M |
RALEY'SCA · 941316611-011 | Principal | $103M |
SILGAN PLASTICS, LLCMO · 383793128-002 | WTW | $73M |
DINE' DEVELOPMENT CORPORATIONAZ · 770651649-001 | John Hancock | $42M |
IROQUOIS MEMORIAL HOSPITAL AND RESIDENT HOMEIL · 370673512-003 | Ascensus | $15M |
HUDSON COUNTY MOTORS, INC.NJ · 221421211-001 | (new plan) | $9M |
Plans lost in 2024
Appeared last year under PGIM; not this year.
| Sponsor | To | Assets |
|---|---|---|
3M COMPANYMN · 410417775-333 | Aon | $12.0B |
TRUSTEES OF ILWU-PMA PENSION PLANCA · 946068576-001 | PRISA | $8.7B |
BECTON DICKINSON AND COMPANYNJ · 220760120-004 | Alight | $1.5B |
3M COMPANYMN · 410417775-013 | Ascensus | $271M |
KLARNA, INC.OH · 990365994-001 | BUFFALO FUNDS | $27M |
KUDU DYNAMICSVA · 463357840-001 | AllianceBernstein | $22M |
JUDY CONSTRUCTION COMPANYKY · 610861333-001 | LPL Financial | $10M |
BRANFORD FILTRATION, LLC DBA FIBRIX FILTRATIONNC · 852075925-001 | McConnell & Jones LLP | $7M |
HOLLAND & KNIGHT LLPFL · 590663819-002 | Principal | $6M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND BOARD OF TRUSTEESWA · 916145047-001 | $56.4B | 639,222 | $13M | 1y | - |
TRUSTEES OF CENTRAL STATES, SE AND SW AREAS PENSION FUNDIL · 366044243-001 | $48.2B | 332,020 | $628,178 | 2y | - |
TRUSTEES OF THE NATIONAL ELECTRICAL ANNUITY PLANMD · 526132372-001 | $18.1B | 182,716 | $1M | 5y | - |
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONNJ · 134994650-001 | $16.1B | 202,919 | $2M | 6y | - |
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUNDDC · 516031295-002 | $15.0B | 311,750 | $528,374 | 5y | - |
SHELL USA, INC.TX · 131299890-001 | $9.7B | 31,775 | $2M | 4y | - |
PEPSICO, INC.NY · 131584302-004 | $6.8B | 55,326 | $434,839 | 7y | - |
ALTRIA CLIENT SERVICES LLCVA · 472929146-006 | $6.4B | 25,614 | $970,947 | 5y | - |
THE BANK OF NEW YORK MELLONPA · 135160382-001 | $5.2B | 54,048 | $679,853 | 5y | - |
TOYOTA MOTOR NORTH AMERICA, INC.TX · 953141669-003 | $4.6B | 14,281 | $813,435 | 7y | - |
Flag exposure
90.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (38)
Raw Schedule C names collapsed into PGIM.
- 26 PGIM INVESTMENTS
- GOLDMAN & COMPANY CPA'S PC
- GOLDMAN ATTORNEYS PLLC
- GOLDMAN FUND
- GOLDMAN SACH DIST OPPORT FUND IV L
- GOLDMAN, ANTONETTI & CORDOVA PSC
- GOLDMAN, HUNT & NOTZ, L.L.P.
- PGIM
- PGIM (PRUDENTIAL FUNDS)
- PGIM CAPITAL PARTNERS VI, L.P.
- PGIM CORE PLUS BOND FUND
- PGIM FUND
- PGIM FUNDS
- PGIM GLOBAL INVESTMENT MANAGEMENT
- PGIM HIGH-YIELD R6
- PGIM HIGH-YIELD Z
- PGIM INC
- PGIM INC.
- PGIM INVESETMENTS
- PGIM INVESTMENT
- PGIM INVESTMENTS
- PGIM INVESTMENTS 2021
- PGIM INVESTMENTS 22-3468527
- PGIM INVESTMENTS LLC
- PGIM JENNISON
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for PGIM's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 2.00% | 7.76% | -5.76 pp |
| Fidelity bond gap | 1 | 2.00% | 26.94% | -24.94 pp |
| Late contributions | 4 | 8.00% | 1.71% | +6.29 pp |
| Failed to provide benefit | 1 | 2.00% | 0.14% | +1.86 pp |
| Corrective distributions | 4 | 8.00% | 1.76% | +6.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with PGIM. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on PGIM's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Asher Kelly | 2 | 4.0% |
| Groom Law Group, Chartered | 2 | 4.0% |
| Kilpatrick Townsend & Stockton LLP | 2 | 4.0% |
| Meranze Katz & Gaudioso PC | 2 | 4.0% |
| Morgan Lewis & Bockius LLP | 2 | 4.0% |
| Novara Tesija Catenacci McDonald | 2 | 4.0% |
| Thompson Coburn | 2 | 4.0% |
| Trucker Huss | 2 | 4.0% |
| Weisman, Young & Ruemenapp, P.C. | 2 | 4.0% |
| Arnold Newbold Sollars & Hollins PC | 1 | 2.0% |