| Provider | Service type | Compensation |
|---|---|---|
THE SEGAL COMPANY4 years Filed as: NIGRO KARLIN SEGAL FELDSTEIN & BOLN Service code 10 · EIN 95-3632775 | Accounting | $2,185,476 |
BRIDGEWATER1 year Filed as: BRIDGEWATER ASSOCIATES INTERMEDIATE Service code 28 · EIN 27-1437501 | Investment Management | $1,785,865 |
Filed as: J. P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $1,639,018 |
ARROWSTREET CAPITAL1 year Filed as: ARROWSTREET CAPITAL AND LIMITED Service code 28 · EIN 04-3472863 | Investment Management | $1,506,427 |
INTERTEX GENERAL CONTRACTORS2 years Service code 49 · EIN 95-3975504 | Other Services | $1,153,360 |
PIMCO FUNDS7 years Filed as: PACIFIC INVESTMENT MANAGEMENT CO Service code 28 · EIN 33-0629048 | Investment Management | $1,061,028 |
MILLER KAPLAN ARASE LLP9+ years Service code 10 · EIN 95-2036255 | Accounting | $1,008,308 |
Filed as: NTH GENERATION Service code 16 · EIN 33-0451285 | Consulting | $927,227 |
LOCKTON INVESTMENT ADVISORS, LLC9+ years Filed as: LOCKTON INSURANCE BROKERS, LLC Service code 22 · EIN 20-3354970 | Insurance Broker | $921,918 |
ILINK SYSTEMS, INC.7 years Service code 16 · EIN 91-2102165 | Consulting | $657,497 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | ASIA ALUMINUM HLDGS | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $331,632-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 50.0%-50.0pp | 0.0%0pp |
| Annual return | 7.34% | 13.18%-5.8pp | 10.60%-3.3pp | 13.18%-5.8pp |
| Employer contribution / active EE | $7,439 | $8,469-12.2% | $43,831-83.0% | $8,469-12.2% |
| Participant deferral / active EE | $4 | $322-98.6% | $166-97.3% | $322-98.6% |
| Admin fee / account holder | $0 | $0 | $25,063-100.0% | - |