| Provider | Service type | Compensation |
|---|---|---|
Service code 51 · EIN 41-2253838 | Investment Mgmt Fees | $4,334,636 |
Filed as: GRANTHAM, MAYO, VAN OTERLOO CO Service code 51 · EIN 04-2691242 | Investment Mgmt Fees | $2,397,850 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $2,100,714 |
THE SEGAL COMPANY2 years Filed as: NIGRO KARLIN SEGAL & FELDSTEIN, LLP Service code 10 · EIN 95-3632775 | Accounting | $1,807,523 |
BRIDGEWATER4+ years Filed as: BRIDGEWATER ASSOCIATES, INC. Service code 51 · EIN 27-1437501 | Investment Mgmt Fees | $1,106,413 |
VITECH SYSTEMS GROUP1 year Filed as: VITECH SYSTEMS GROUP, INC. Service code 49 · EIN 13-3785492 | Other Services | $1,085,643 |
LAZARD ASSET MANAGEMENT4+ years Service code 51 · EIN 05-0530199 | Investment Mgmt Fees | $925,565 |
Filed as: ABERDEEN STANDARD INVESTMENTS INC. Service code 51 · EIN 51-0368279 | Investment Mgmt Fees | $870,297 |
MILLER KAPLAN ARASE LLP4+ years Service code 10 · EIN 95-2036255 | Accounting | $748,407 |
Service code 16 · EIN 33-0451285 | Consulting | $717,972 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | WACHOVIA MTG LOAN TRUST | — | — | — |
| Part 1 Loan in default | ASIA ALUMINUM HLDGS | — | — | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $7,764,297-100.0% | $261,924-100.0% | $7,764,297-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 36.8%-36.8pp | 0.0%0pp |
| Annual return | -3.47% | -1.95%-1.5pp | -2.99%-0.5pp | -1.95%-1.5pp |
| Employer contribution / active EE | $7,118 | $9,243-23.0% | $41,623-82.9% | $9,243-23.0% |
| Participant deferral / active EE | $4 | $425-99.1% | $35-89.6% | $425-99.1% |
| Admin fee / account holder | $0 | $62,356-100.0% | $38,841-100.0% | $62,356-100.0% |