| Provider | Service type | Compensation |
|---|---|---|
ARROWSTREET CAPITAL3 years Filed as: ARROWSTREET CAPITAL, LP Service code 28 · EIN 04-3472863 | Investment Management | $8,825,020 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $2,853,666 |
THE SEGAL COMPANY3 years Filed as: NIGRO KARLIN SEGAL FELDSTEIN & BOLN Service code 10 · EIN 95-3632775 | Accounting | $2,158,249 |
BRIDGEWATER3 years Filed as: BRIDGEWATER ASSOCIATES, LP Service code 28 · EIN 27-1437501 | Investment Management | $1,762,842 |
Filed as: ABERDEEN STANDARD INVESTMENTS Service code 28 · EIN 51-0368279 | Investment Management | $1,019,914 |
Filed as: GRANTHAM, MAYO, VAN OTERLOO CO Service code 28 · EIN 04-2691242 | Investment Management | $984,088 |
MILLER KAPLAN ARASE LLP8+ years Service code 10 · EIN 95-2036255 | Accounting | $960,414 |
LOCKTON INVESTMENT ADVISORS, LLC8+ years Filed as: LOCKTON INSURANCE BROKERS, LLC Service code 22 · EIN 20-3354970 | Insurance Broker | $911,082 |
PIMCO FUNDS6 years Filed as: PACIFIC INVESTMENT MANAGEMENT CO Service code 28 · EIN 33-0629048 | Investment Management | $839,650 |
Service code 16 · EIN 33-0451285 | Consulting | $827,906 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | ASIA ALUMINUM HLDGS | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $1,469,698-100.0% | $268,676-100.0% | $1,469,698-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 37.9%-37.9pp | 0.0%0pp |
| Annual return | -8.42% | 7.68%-16.1pp | -10.68%+2.3pp | 7.68%-16.1pp |
| Employer contribution / active EE | $7,846 | $9,142-14.2% | $48,995-84.0% | $9,142-14.2% |
| Participant deferral / active EE | $10 | $462-97.9% | $360-97.3% | $462-97.9% |
| Admin fee / account holder | $0 | $19,323-100.0% | $4,366-100.0% | $19,323-100.0% |