| Provider | Service type | Compensation |
|---|---|---|
ARROWSTREET CAPITAL2 years Filed as: ARROWSTREET CAPITAL, LP Service code 28 · EIN 04-3472863 | Investment Management | $7,183,967 |
THE SEGAL COMPANY2 years Filed as: NIGRO KARLIN SEGAL FELDSTEIN & BOLN Service code 10 · EIN 95-3632775 | Accounting | $2,013,561 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $1,412,709 |
BRIDGEWATER2 years Filed as: BRIDGEWATER ASSOCIATES, LP Service code 28 · EIN 27-1437501 | Investment Management | $1,288,754 |
Filed as: ABERDEEN STANDARD INVESTMENTS Service code 28 · EIN 51-0368279 | Investment Management | $1,211,536 |
Filed as: GRANTHAM, MAYO, VAN OTERLOO CO Service code 28 · EIN 04-2691242 | Investment Management | $1,001,967 |
LOCKTON INVESTMENT ADVISORS, LLC7+ years Filed as: LOCKTON INSURANCE BROKERS, LLC Service code 22 · EIN 20-3354970 | Insurance Broker | $934,633 |
MILLER KAPLAN ARASE LLP7+ years Service code 10 · EIN 95-2036255 | Accounting | $834,168 |
DOUBLELINE CAPITAL LP6 years Service code 28 · EIN 30-0596331 | Investment Management | $735,206 |
PIMCO FUNDS5 years Filed as: PACIFIC INVESTMENT MANAGEMENT CO Service code 28 · EIN 33-0629048 | Investment Management | $659,391 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | WACHOVIA MTG LOAN TRUST | — | — | — |
| Part 1 Loan in default | ASIA ALUMINUM HLDGS | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $397,815-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 33.6%-33.6pp | 0.0%0pp |
| Annual return | 12.19% | 13.51%-1.3pp | 9.74%+2.5pp | 13.51%-1.3pp |
| Employer contribution / active EE | $7,506 | $8,170-8.1% | $39,474-81.0% | $8,170-8.1% |
| Participant deferral / active EE | $3 | $488-99.3% | $135-97.4% | $488-99.3% |
| Admin fee / account holder | $0 | $0 | $10,161-100.0% | - |