| Provider | Service type | Compensation |
|---|---|---|
Service code 51 · EIN 41-2253838 | Investment Mgmt Fees | $4,143,603 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $1,882,005 |
THE SEGAL COMPANY3 years Filed as: NIGRO KARLIN SEGAL & FELDSTEIN, LLP Service code 10 · EIN 95-3632775 | Accounting | $1,704,546 |
Filed as: GRANTHAM, MAYO, VAN OTERLOO CO Service code 51 · EIN 04-2691242 | Investment Mgmt Fees | $1,281,185 |
BRIDGEWATER5+ years Filed as: BRIDGEWATER ASSOCIATES, INC. Service code 51 · EIN 27-1437501 | Investment Mgmt Fees | $1,078,772 |
VITECH SYSTEMS GROUP2 years Filed as: VITECH SYSTEMS GROUP, INC. Service code 49 · EIN 13-3785492 | Other Services | $986,832 |
Filed as: ABERDEEN STANDARD INVESTMENTS Service code 51 · EIN 51-0368279 | Investment Mgmt Fees | $864,916 |
MILLER KAPLAN ARASE LLP5+ years Service code 10 · EIN 95-2036255 | Accounting | $777,937 |
DOUBLELINE CAPITAL LP2 years Filed as: DOUBLE LINE CAPITAL LP Service code 51 · EIN 30-0596331 | Investment Mgmt Fees | $605,776 |
LAZARD ASSET MANAGEMENT5+ years Service code 51 · EIN 05-0530199 | Investment Mgmt Fees | $565,617 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | WACHOVIA MTG LOAN TRUST | — | — | — |
| Part 1 Loan in default | ASIA ALUMINUM HLDGS | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $894,319,009-100.0% | $248,520-100.0% | $894,319,009-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 35.1%-35.1pp | 0.0%0pp |
| Annual return | 10.62% | 24.48%-13.9pp | 239.57%-228.9pp | 24.48%-13.9pp |
| Employer contribution / active EE | $7,477 | $9,418-20.6% | $43,837-82.9% | $9,418-20.6% |
| Participant deferral / active EE | $4 | $501-99.3% | $575-99.4% | $501-99.3% |
| Admin fee / account holder | $0 | $2,968,729-100.0% | $36,083-100.0% | $2,968,729-100.0% |