| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 41-2253838 | Investment Management | $2,514,059 |
THE SEGAL COMPANY1 year Filed as: NIGRO KARLIN SEGAL FELDSTEIN & BOLN Service code 10 · EIN 95-3632775 | Accounting | $2,025,124 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $1,857,704 |
ARROWSTREET CAPITAL1 year Filed as: ARROWSTREET CAPITAL, LP Service code 52 · EIN 04-3472863 | Indirect Investment Fees | $1,196,382 |
Service code 16 · EIN 33-0451285 | Consulting | $1,151,211 |
Filed as: GRANTHAM, MAYO, VAN OTERLOO CO Service code 28 · EIN 04-2691242 | Investment Management | $1,106,360 |
BRIDGEWATER1 year Filed as: BRIDGEWATER ASSOCIATES, LP Service code 28 · EIN 27-1437501 | Investment Management | $994,166 |
Filed as: ABERDEEN STANDARD INVESTMENTS Service code 28 · EIN 51-0368279 | Investment Management | $905,600 |
MILLER KAPLAN ARASE LLP6+ years Service code 10 · EIN 95-2036255 | Accounting | $869,612 |
VITECH SYSTEMS GROUP3 years Filed as: VITECH SYSTEMS GROUP, INC. Service code 49 · EIN 13-3785492 | Other Services | $713,944 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | WACHOVIA MTG LOAN TRUST | — | — | — |
| Part 1 Loan in default | ASIA ALUMINUM HLDGS | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $312,618-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 31.8%-31.8pp | 0.0%0pp |
| Annual return | 5.86% | 13.80%-7.9pp | 10.03%-4.2pp | 13.80%-7.9pp |
| Employer contribution / active EE | $6,988 | $10,386-32.7% | $38,789-82.0% | $10,386-32.7% |
| Participant deferral / active EE | $2 | $448-99.7% | $74-97.9% | $448-99.7% |
| Admin fee / account holder | $0 | $0 | $4,182-100.0% | - |