| Provider | Service type | Compensation |
|---|---|---|
ZENITH AMERICAN SOLUTIONS6+ years Service code 13 · EIN 52-1590516 | Contract Administrator | $1,140,936 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $390,055 |
THE SEGAL COMPANY1 year Filed as: THE SEGAL COMPANY, INC. Service code 11 · EIN 94-1503999 | Actuarial | $349,266 |
Service code 28 · EIN 04-3063840 | Investment Management | $267,466 |
Service code 28 · EIN 95-3703295 | Investment Management | $252,450 |
RAEL & LETSON1 year Service code 11 | Actuarial | $222,129 |
US BANK1 year Filed as: US BANK NA Service code 19 · EIN 31-0841368 | Securities Custodian | $219,449 |
DODGE & COX6+ years Service code 28 · EIN 94-1441976 | Investment Management | $211,061 |
VERSUS ADVISORY, INC.1 year Service code 17 · EIN 91-1320111 | Pension Consulting | $201,500 |
RIDGEWORTH1 year Filed as: GENEVA CAPITAL MANAGEMENT Service code 28 · EIN 39-1567956 | Investment Management | $185,813 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | WAMU MORTGAGE | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $161,673-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 41.7%-41.7pp | 0.0%0pp |
| Annual return | 11.34% | 13.80%-2.5pp | 9.65%+1.7pp | 13.80%-2.5pp |
| Employer contribution / active EE | $1,260 | $10,386-87.9% | $27,458-95.4% | $10,386-87.9% |
| Participant deferral / active EE | $0 | $448-100.0% | $33-100.0% | $448-100.0% |
| Admin fee / account holder | $0 | $0 | $23,561-100.0% | - |