| Provider | Service type | Compensation |
|---|---|---|
ZENITH AMERICAN SOLUTIONS4+ years Service code 13 · EIN 52-1590516 | Contract Administrator | $1,235,880 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $360,403 |
BRANDES INVESTMENT PARTNERS2 years Filed as: BRANDES INVESTMENTS Service code 28 · EIN 36-7157059 | Investment Management | $257,695 |
MILLIMAN, INC.4+ years Service code 11 · EIN 91-0675641 | Actuarial | $236,149 |
DODGE & COX4+ years Service code 28 · EIN 94-1441976 | Investment Management | $211,013 |
PANAGORA ASSET MANAGEMENT2 years Filed as: PANAGORA ASSET MGMT Service code 28 · EIN 04-3063840 | Investment Management | $206,229 |
VERUS3 years Filed as: VERUS ADVISORY, INC. Service code 17 · EIN 91-1320111 | Pension Consulting | $200,000 |
JANUS HENDERSON2 years Filed as: HENDERSON GENEVA CAPITAL MGMT Service code 50 · EIN 06-1217855 | Direct Payment | $180,201 |
US BANK4+ years Service code 19 · EIN 31-0841368 | Securities Custodian | $178,226 |
LOOMIS SAYLES4+ years Filed as: LOOMIS SAYLES & COMPANY LP Service code 50 · EIN 04-3200030 | Direct Payment | $168,341 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | WAMU MORTGAGE | — | — | — |
| Part 1 Loan in default | WELLS FARGO MORTGAGE | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $7,764,297-100.0% | $192,869-100.0% | $7,764,297-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 36.2%-36.2pp | 0.0%0pp |
| Annual return | -4.20% | -1.95%-2.3pp | -0.77%-3.4pp | -1.95%-2.3pp |
| Employer contribution / active EE | $1,251 | $9,243-86.5% | $29,514-95.8% | $9,243-86.5% |
| Participant deferral / active EE | $0 | $425-100.0% | $36-100.0% | $425-100.0% |
| Admin fee / account holder | $0 | $62,356-100.0% | $42,257-100.0% | $62,356-100.0% |