| Provider | Service type | Compensation |
|---|---|---|
ZENITH AMERICAN SOLUTIONS3+ years Service code 13 · EIN 52-1590516 | Contract Administrator | $1,274,406 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $335,945 |
Filed as: BRANDES INVESTMENTS Service code 28 · EIN 36-7157059 | Investment Management | $328,815 |
MILLIMAN, INC.1 year Filed as: MILLIMAN Service code 11 · EIN 91-0675641 | Actuarial | $226,996 |
DODGE & COX3+ years Service code 28 · EIN 94-1441976 | Investment Management | $214,557 |
VERUS2 years Filed as: VERUS ADVISORY, INC. Service code 17 · EIN 91-1320111 | Pension Consulting | $200,000 |
US BANK3+ years Service code 19 · EIN 31-0841368 | Securities Custodian | $187,833 |
Service code 28 · EIN 95-3703295 | Investment Management | $164,807 |
LOOMIS SAYLES3+ years Filed as: LOOMIS SAYLES & COMPANY LP Service code 51 · EIN 04-3200030 | Investment Mgmt Fees | $158,025 |
JANUS HENDERSON1 year Filed as: HENDERSON GENEVA CAPITAL MGMT Service code 51 · EIN 06-1217855 | Investment Mgmt Fees | $157,026 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | WAMU MORTGAGE | — | — | — |
| Part 1 Loan in default | WELLS FARGO MORTGAGE | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $14,491,905-100.0% | $158,640-100.0% | $14,491,905-100.0% |
| Participation rate | 0.0% | 5.3%-5.3pp | 22.2%-22.2pp | 5.3%-5.3pp |
| Annual return | 13.89% | 1057.21%-1043.3pp | 10.66%+3.2pp | 1057.21%-1043.3pp |
| Employer contribution / active EE | $1,245 | $14,374-91.3% | $30,880-96.0% | $14,374-91.3% |
| Participant deferral / active EE | $0 | $351-100.0% | $65-100.0% | $351-100.0% |
| Admin fee / account holder | $0 | $81,210-100.0% | $1,478-100.0% | $81,210-100.0% |