| Provider | Service type | Compensation |
|---|---|---|
ZENITH AMERICAN SOLUTIONS5+ years Service code 13 · EIN 52-1590516 | Contract Administrator | $1,046,094 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $377,283 |
PANAGORA ASSET MANAGEMENT3 years Filed as: PANAGORA ASSET MGMT Service code 28 · EIN 04-3063840 | Investment Management | $243,596 |
DODGE & COX5+ years Service code 28 · EIN 94-1441976 | Investment Management | $216,482 |
MILLIMAN, INC.5+ years Service code 11 · EIN 91-0675641 | Actuarial | $215,267 |
VERUS4 years Filed as: VERUS ADVISORY, INC. Service code 17 · EIN 91-1320111 | Pension Consulting | $200,000 |
BRANDES INVESTMENT PARTNERS3 years Filed as: BRANDES INVESTMENTS Service code 28 · EIN 36-7157059 | Investment Management | $197,687 |
RIDGEWORTH1 year Filed as: GENEVA CAPITAL MANAGEMENT LLC Service code 50 · EIN 39-1567956 | Direct Payment | $185,806 |
US BANK5+ years Service code 19 · EIN 31-0841368 | Securities Custodian | $181,118 |
Service code 28 · EIN 95-3703295 | Investment Management | $172,231 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | WAMU MORTGAGE | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $894,319,009-100.0% | $177,834-100.0% | $894,319,009-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 39.5%-39.5pp | 0.0%0pp |
| Annual return | 15.19% | 24.48%-9.3pp | 11.67%+3.5pp | 24.48%-9.3pp |
| Employer contribution / active EE | $1,254 | $9,418-86.7% | $28,376-95.6% | $9,418-86.7% |
| Participant deferral / active EE | $0 | $501-100.0% | $46-100.0% | $501-100.0% |
| Admin fee / account holder | $0 | $2,968,729-100.0% | $15,617-100.0% | $2,968,729-100.0% |