| Provider | Service type | Compensation |
|---|---|---|
ZENITH AMERICAN SOLUTIONS8+ years Service code 13 · EIN 52-1590516 | Contract Administrator | $1,312,531 |
PANAGORA ASSET MANAGEMENT3 years Service code 20 · EIN 04-3063840 | Trustee (individual); Soft dollars co... | $366,827 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $298,434 |
Service code 28 · EIN 95-3703295 | Investment Management | $270,274 |
VERSUS ADVISORY, INC.3 years Service code 17 · EIN 91-1320111 | Pension Consulting | $261,250 |
DODGE & COX8+ years Service code 28 · EIN 94-1441976 | Investment Management | $227,807 |
RIDGEWORTH3 years Filed as: GENEVA CAPITAL MANAGEMENT Service code 50 · EIN 39-1567956 | Direct Payment | $214,416 |
US BANK3 years Filed as: US BANK NA Service code 19 · EIN 31-0841368 | Securities Custodian | $213,599 |
LOOMIS SAYLES8+ years Filed as: LOOMIS SAYLES & COMPANY LP Service code 28 · EIN 04-3200030 | Investment Management | $195,606 |
THE SEGAL COMPANY3 years Filed as: THE SEGAL COMPANY, INC. Service code 11 · EIN 94-1503999 | Actuarial | $188,045 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | WAMU MORTGAGE | — | — | — |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $1,469,698-100.0% | $65,170-100.0% | $1,469,698-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 29.3%-29.3pp | 0.0%0pp |
| Annual return | -12.11% | 7.68%-19.8pp | 7.07%-19.2pp | 7.68%-19.8pp |
| Employer contribution / active EE | $1,445 | $9,142-84.2% | $34,847-95.9% | $9,142-84.2% |
| Participant deferral / active EE | $0 | $462-100.0% | $4-100.0% | $462-100.0% |
| Admin fee / account holder | $0 | $19,323-100.0% | $51-100.0% | $19,323-100.0% |