| Provider | Service type | Compensation |
|---|---|---|
ZENITH AMERICAN SOLUTIONS7+ years Service code 13 · EIN 52-1590516 | Contract Administrator | $1,485,526 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $388,600 |
PANAGORA ASSET MANAGEMENT2 years Service code 20 · EIN 04-3063840 | Trustee (individual); Soft dollars co... | $371,579 |
RIDGEWORTH2 years Filed as: GENEVA CAPITAL MANAGEMENT Service code 50 · EIN 39-1567956 | Direct Payment | $260,221 |
DODGE & COX7+ years Service code 28 · EIN 94-1441976 | Investment Management | $247,166 |
LOOMIS SAYLES7+ years Filed as: LOOMIS SAYLES & COMPANY LP Service code 28 · EIN 04-3200030 | Investment Management | $235,687 |
THE SEGAL COMPANY2 years Filed as: THE SEGAL COMPANY, INC. Service code 11 · EIN 94-1503999 | Actuarial | $233,343 |
Service code 28 · EIN 95-3703295 | Investment Management | $227,743 |
US BANK2 years Filed as: US BANK NA Service code 19 · EIN 31-0841368 | Securities Custodian | $221,009 |
Filed as: SILVERCREST ASSET MANAGEMENT Service code 28 · EIN 13-4194623 | Investment Management | $163,063 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | WAMU MORTGAGE | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $161,924-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 34.6%-34.6pp | 0.0%0pp |
| Annual return | 14.30% | 13.51%+0.8pp | 10.41%+3.9pp | 13.51%+0.8pp |
| Employer contribution / active EE | $1,240 | $8,170-84.8% | $31,248-96.0% | $8,170-84.8% |
| Participant deferral / active EE | $0 | $488-100.0% | $4-100.0% | $488-100.0% |
| Admin fee / account holder | $0 | $0 | $1,130-100.0% | - |