| Provider | Service type | Compensation |
|---|---|---|
ZENITH AMERICAN SOLUTIONS9+ years Service code 13 · EIN 52-1590516 | Contract Administrator | $1,291,440 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $340,908 |
THE SEGAL COMPANY4 years Filed as: THE SEGAL COMPANY, INC. Service code 11 · EIN 94-1503999 | Actuarial | $231,363 |
DODGE & COX9+ years Service code 28 · EIN 94-1441976 | Investment Management | $215,234 |
VERSUS ADVISORY, INC.4 years Service code 17 · EIN 91-1320111 | Pension Consulting | $209,000 |
RIDGEWORTH4 years Filed as: GENEVA CAPITAL MANAGEMENT Service code 51 · EIN 39-1567956 | Investment Mgmt Fees | $207,687 |
US BANK4 years Filed as: US BANK NA Service code 19 · EIN 31-0841368 | Securities Custodian | $173,368 |
PANAGORA ASSET MANAGEMENT4 years Service code 20 · EIN 04-3063840 | Trustee (individual); Direct payment ... | $164,055 |
Filed as: SILVERCREST ASSET MANAGEMENT Service code 28 · EIN 13-4194623 | Investment Management | $143,816 |
LOOMIS SAYLES9+ years Filed as: LOOMIS SAYLES & COMPANY LP Service code 51 · EIN 04-3200030 | Investment Mgmt Fees | $130,139 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | LEHMAN BROS HOLDING | — | — | — |
| Part 1 Loan in default | WAMU MORTGAGE | — | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $202,297-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 52.5%-52.5pp | 0.0%0pp |
| Annual return | 8.17% | 13.18%-5.0pp | 14.20%-6.0pp | 13.18%-5.0pp |
| Employer contribution / active EE | $1,520 | $8,469-82.0% | $29,492-94.8% | $8,469-82.0% |
| Participant deferral / active EE | $0 | $322-100.0% | $125-100.0% | $322-100.0% |
| Admin fee / account holder | $0 | $0 | $7,524-100.0% | - |