| Provider | Service type | Compensation |
|---|---|---|
ASSOCIATED THIRD PARTY ADMIN.1+ years Filed as: ASSOCIATED THIRD PARTY ADMIN Service code 13 · EIN 94-3187938 | Contract Administrator | $589,305 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN INVESTMENT MGMT. INC. Service code 27 · EIN 13-3200244 | Advisory (Plan) | $285,050 |
BRANDES INVESTMENT PARTNERS1+ years Filed as: BRANDES INVESTMENT PARTNERS, LP Service code 28 11988 EL CAMINO REAL STE 500 · SAN DIEGO, CA 92191 | Investment Management | $263,883 |
VERUS1+ years Service code 27 · EIN 91-1320111 | Advisory (Plan) | $200,000 |
DODGE & COX1+ years Service code 28 · EIN 94-1441976 | Investment Management | $197,138 |
NUVEEN1+ years Filed as: NWQ INVESTMENT MANAGEMENT CO., LLC Service code 28 · EIN 47-0875103 | Investment Management | $186,678 |
RIDGEWORTH1+ years Filed as: GENEVA CAPITAL MANAGEMENT LTD. Service code 28 · EIN 39-1567956 | Investment Management | $185,507 |
MILLIMAN, INC.1+ years Service code 11 · EIN 91-0675641 | Actuarial | $182,850 |
US BANK1+ years Service code 19 · EIN 31-0841368 | Securities Custodian | $160,271 |
ZENITH AMERICAN SOLUTIONS1+ years Service code 13 · EIN 52-1590516 | Contract Administrator | $151,837 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | KAUPTHING BANK MTN | — | — | — |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $47,522-100.0% | $192,069-100.0% | $47,522-100.0% |
| Participation rate | 0.0% | 9.2%-9.2pp | 13.2%-13.2pp | 9.2%-9.2pp |
| Annual return | 1.27% | -0.08%+1.4pp | -0.79%+2.1pp | -0.08%+1.4pp |
| Employer contribution / active EE | $1,246 | $7,991-84.4% | $28,419-95.6% | $7,991-84.4% |
| Participant deferral / active EE | $0 | $325-100.0% | $37-100.0% | $325-100.0% |
| Admin fee / account holder | $0 | $275-100.0% | $6,324-100.0% | $275-100.0% |