Filed August 17, 2010 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $38,765 |
KPMG LLP3+ years Service code 10 · EIN 13-5565207 | Accounting | $10,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$46,451 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,048 | $89,274-41.7% | $149,721-65.2% | $77,958-33.2% |
| Participation rate | 95.0% | 87.6%+7.4pp | 87.1%+7.9pp | 71.6%+23.3pp |
| Annual return | 25.85% | 20.36%+5.5pp | 1501.67%-1475.8pp | 20.87%+5.0pp |
| Employer contribution / active EE | $3,263 | $3,727-12.4% | $5,444-40.1% | $2,310+41.2% |
| Participant deferral / active EE | $4,004 | $5,382-25.6% | $6,568-39.0% | $3,537+13.2% |
| Admin fee / account holder | $1 | $240-99.7% | $11,282-100.0% | $97-99.3% |