Filed August 17, 2010 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $63,500 |
KPMG LLP1 year Filed as: KPMG LLC Service code 10 · EIN 13-5565207 | Accounting | $34,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | $11,386 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,255 | $110,699-34.7% | $177,839-59.4% | $90,274-20.0% |
| Participation rate | 90.3% | 88.3%+1.9pp | 87.7%+2.6pp | 73.4%+16.9pp |
| Annual return | 23.05% | 22.79%+0.3pp | 48.33%-25.3pp | 53.97%-30.9pp |
| Employer contribution / active EE | $3,656 | $4,118-11.2% | $5,919-38.2% | $2,523+44.9% |
| Participant deferral / active EE | $4,856 | $6,731-27.9% | $7,714-37.1% | $4,231+14.8% |
| Admin fee / account holder | $21 | $90-76.8% | $12,432-99.8% | $114-81.7% |