Filed August 17, 2010 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $51,017 |
KPMG LLP4+ years Service code 10 · EIN 13-5565207 | Accounting | $33,350 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$67,036 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,279 | $82,546-39.1% | $140,019-64.1% | $75,289-33.2% |
| Participation rate | 94.6% | 88.4%+6.3pp | 87.5%+7.1pp | 72.4%+22.2pp |
| Annual return | -5.94% | -0.36%-5.6pp | 651.19%-657.1pp | -0.04%-5.9pp |
| Employer contribution / active EE | $3,603 | $3,856-6.6% | $5,605-35.7% | $2,405+49.8% |
| Participant deferral / active EE | $4,390 | $5,731-23.4% | $6,927-36.6% | $3,739+17.4% |
| Admin fee / account holder | $3 | $86-96.3% | $10,705-100.0% | $102-96.9% |