Filed August 17, 2010 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $58,705 |
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $45,000 |
KPMG LLP5+ years Service code 10 · EIN 13-5565207 | Accounting | $32,500 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,425 | $95,776-35.9% | $162,185-62.1% | $77,775-21.0% |
| Participation rate | 95.8% | 88.6%+7.2pp | 87.6%+8.3pp | 73.2%+22.6pp |
| Annual return | 25.98% | 37.03%-11.1pp | 115.61%-89.6pp | 32.58%-6.6pp |
| Employer contribution / active EE | $3,642 | $3,874-6.0% | $5,613-35.1% | $2,504+45.5% |
| Participant deferral / active EE | $4,852 | $6,125-20.8% | $7,297-33.5% | $3,966+22.3% |
| Admin fee / account holder | $28 | $88-68.6% | $10,844-99.7% | $100-72.5% |