Filed August 17, 2010 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $34,252 |
KPMG LLP2+ years Service code 10 · EIN 13-5565207 | Accounting | $29,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$34,629 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,349 | $80,354-41.1% | $133,975-64.7% | $63,975-26.0% |
| Participation rate | 92.1% | 87.5%+4.6pp | 87.1%+5.0pp | 71.1%+20.9pp |
| Annual return | 10.00% | 13.11%-3.1pp | 29.29%-19.3pp | 48.65%-38.7pp |
| Employer contribution / active EE | $3,266 | $3,503-6.8% | $5,211-37.3% | $2,182+49.7% |
| Participant deferral / active EE | $3,771 | $5,239-28.0% | $6,282-40.0% | $3,356+12.4% |
| Admin fee / account holder | $9 | $69-87.6% | $9,324-99.9% | $70-87.8% |