Filed August 17, 2010 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC8+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $45,000 |
MOSS ADAMS LLP1 year Service code 10 · EIN 91-0189318 | Accounting | $32,025 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$222,333 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,957 | $119,153-48.8% | $151,634-59.8% | $78,104-22.0% |
| Participation rate | 93.7% | 92.5%+1.2pp | 87.5%+6.2pp | 74.5%+19.2pp |
| Annual return | -17.59% | -10.83%-6.8pp | 3.32%-20.9pp | 10.90%-28.5pp |
| Employer contribution / active EE | $4,028 | $5,298-24.0% | $6,165-34.7% | $3,128+28.8% |
| Participant deferral / active EE | $6,244 | $8,624-27.6% | $8,363-25.3% | $5,089+22.7% |
| Admin fee / account holder | -$23 | $69-133.9% | $11,614-100.2% | $79-129.5% |