Filed August 17, 2010 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $45,000 |
KPMG LLP2 years Filed as: KPMG LLC Service code 10 · EIN 13-5565207 | Accounting | $36,875 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$80,608 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,480 | $118,337-34.5% | $189,534-59.1% | $93,010-16.7% |
| Participation rate | 94.4% | 89.1%+5.4pp | 87.8%+6.6pp | 73.9%+20.5pp |
| Annual return | 18.72% | 21.77%-3.1pp | 555.39%-536.7pp | 158.70%-140.0pp |
| Employer contribution / active EE | $4,250 | $4,204+1.1% | $6,162-31.0% | $2,705+57.1% |
| Participant deferral / active EE | $6,257 | $7,123-12.2% | $8,220-23.9% | $4,561+37.2% |
| Admin fee / account holder | $0 | $100-99.8% | $12,049-100.0% | $152-99.9% |