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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Service code 26 · EIN 13-2638166 | Advisory (Participants) | $163,926 |
Filed as: NORTHWESTERN MUTUAL Service code 26 · EIN 52-2114207 | Advisory (Participants) | $139,520 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-2859641 | Advisory (Participants) | $96,368 |
Filed as: LEHMAN BROTHERS, INC. Service code 26 2525 WEST END AVE · NASHVILLE, TN 37203 | Advisory (Participants) | $37,250 |
AB FUNDS3 years Filed as: ALLIANCE BERNSTEIN Service code 26 · EIN 87-0746508 1 N LEXINGTON AVE · WHITE PLAINS, NY 10601 | Advisory (Participants) | $25,671 |
CAPWEALTH ADVISORS LLC3 years Filed as: CAPWEALTH ADVISORS Service code 26 4031 ASPEN GROVE DRIVE · FRANKLIN, TN 37067 | Advisory (Participants) | $25,531 |
RBC WEALTH MANAGEMENT3 years Filed as: RBC CAPITAL MARKETS LLC Service code 26 · EIN 41-1416330 | Advisory (Participants) | $24,677 |
BAIRD FUNDS1 year Filed as: ROBERT W BAIRD & CO. INC. Service code 26 · EIN 39-6037917 | Advisory (Participants) | $24,151 |
Filed as: BENJAMIN F EDWARDS & CO. Service code 26 · EIN 26-3199152 | Advisory (Participants) | $18,917 |
MORGAN STANLEY SMITH BARNEY8+ years Filed as: MORGAN STANLEY Service code 26 · EIN 26-4310632 | Advisory (Participants) | $14,622 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $356,928 | $82,188+334.3% | $125,391+184.7% | $64,824+450.6% |
| Participation rate | 99.1% | 77.9%+21.2pp | 82.4%+16.7pp | 71.5%+27.6pp |
| Annual return | -14.55% | 3.50%-18.0pp | 572.41%-587.0pp | 32.84%-47.4pp |
| Employer contribution / active EE | $13,770 | $3,617+280.7% | $4,816+185.9% | $2,507+449.2% |
| Participant deferral / active EE | $13,670 | $7,177+90.5% | $7,448+83.5% | $4,311+217.1% |
| Admin fee / account holder | $1,141 | $163+599.2% | $10,009-88.6% | $188+507.6% |