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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SVCS Service code 28 3102 WEST END AVENUE, STE 500 · NASHVILLE, TN 37203 | Investment Management | $89,622 |
Filed as: NORTHWEST MUTUAL Service code 28 1600 DIVISION STREET, SUITE 400 · NASHVILLE, TN 37203 | Investment Management | $76,608 |
NEWPORT GROUP, INC.2 years Service code 12 · EIN 27-2037969 | Claims processing; Recordkeeping and ... | $67,047 |
Filed as: MERRILL LYNCH Service code 28 5121 MARYLAND WAY · BRENTWOOD, TN 37027 | Investment Management | $63,204 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY Service code 28 2525 WEST END AVE, SUITE 1220 · NASHVILLE, TN 37203 | Investment Management | $34,475 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB Service code 28 1801 WEST END AVENUE · NASHVILLE, TN 37203 | Investment Management | $30,121 |
TD AMERITRADE, INC.3+ years Filed as: TD AMERITRADE Service code 28 604 GEORGETOWN DRIVE · NASHVILLE, TN 37205 | Investment Management | $12,177 |
WELLS FARGO BANK, N.A.2 years Filed as: WACHOVIA SECURITIES Service code 28 10 CADILLAC DRIVE · BRENTWOOD, TN 37027 | Investment Management | $11,513 |
WELLS FARGO BANK, N.A.3+ years Filed as: WELLS FARGO ADVISORS Service code 28 230 FOURTH AVENUE NORTH, SUITE 200 · NASHVILLE, TN 37219 | Investment Management | $7,168 |
NEWPORT GROUP, INC.2 years Filed as: NEWPORT TRUST COMPANY Service code 12 · EIN 27-4411131 | Trustee (bank, trust company, or simi... | $6,840 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $277,001 | $155,795+77.8% | $136,298+103.2% | $69,631+297.8% |
| Participation rate | 93.4% | 75.2%+18.1pp | 81.9%+11.4pp | 70.7%+22.7pp |
| Annual return | 19.48% | 232464.33%-232444.9pp | 5156.27%-5136.8pp | 27571.02%-27551.5pp |
| Employer contribution / active EE | $8,641 | $2,991+188.9% | $4,696+84.0% | $2,032+325.2% |
| Participant deferral / active EE | $8,055 | $5,394+49.3% | $6,247+28.9% | $3,224+149.9% |
| Admin fee / account holder | $709 | $128+452.9% | $9,244-92.3% | $110+542.1% |