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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SVCS Service code 28 3102 WEST END AVENUE, STE 500 · NASHVILLE, TN 37203 | Investment Management | $74,893 |
Filed as: NORTHWEST MUTUAL Service code 28 1600 DIVISION STREET, SUITE 400 · NASHVILLE, TN 37203 | Investment Management | $68,056 |
NEWPORT GROUP, INC.1 year Service code 12 · EIN 27-2037969 | Recordkeeping and information managem... | $56,947 |
Filed as: MERRILL LYNCH Service code 28 5121 MARYLAND WAY · BRENTWOOD, TN 37027 | Investment Management | $49,308 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY Service code 28 2525 WEST END AVE, SUITE 1220 · NASHVILLE, TN 37203 | Investment Management | $25,184 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN KEEGAN Service code 28 150 4TH AVENUE NORTH, SUITE 1500 · NASHVILLE, TN 37219 | Investment Management | $17,517 |
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE Service code 28 604 GEORGETOWN DRIVE · NASHVILLE, TN 37205 | Investment Management | $10,186 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB Service code 28 1801 WEST END AVENUE · NASHVILLE, TN 37203 | Investment Management | $10,182 |
WELLS FARGO BANK, N.A.1 year Filed as: WACHOVIA SECURITIES Service code 28 10 CADILLAC DRIVE · BRENTWOOD, TN 37027 | Investment Management | $9,884 |
NEWPORT GROUP, INC.1 year Filed as: NEWPORT TRUST COMPANY Service code 12 · EIN 27-4411131 | Claims processing; Trustee (directed)... | $6,838 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $250,420 | $80,177+212.3% | $123,894+102.1% | $57,658+334.3% |
| Participation rate | 93.1% | 74.4%+18.7pp | 81.4%+11.7pp | 70.2%+22.9pp |
| Annual return | 11.47% | 17.90%-6.4pp | 47.52%-36.0pp | 5.13%+6.3pp |
| Employer contribution / active EE | $9,635 | $2,913+230.8% | $4,617+108.7% | $1,974+388.1% |
| Participant deferral / active EE | $7,645 | $5,130+49.0% | $5,984+27.8% | $3,061+149.8% |
| Admin fee / account holder | $672 | $106+531.7% | $8,357-92.0% | $95+610.5% |