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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SVCS Service code 28 3102 WEST END AVENUE, STE 500 · NASHVILLE, TN 37203 | Investment Management | $66,710 |
NEWPORT GROUP, INC.1+ years Filed as: NEWPORT RETIREMENT SERVICES, INC. Service code 12 · EIN 62-1868111 | Recordkeeping and information managem... | $66,659 |
Filed as: NORTHWEST MUTUAL Service code 28 1600 DIVISION STREET, SUITE 400 · NASHVILLE, TN 37203 | Investment Management | $66,099 |
Filed as: MERRILL LYNCH Service code 28 5121 MARYLAND WAY · BRENTWOOD, TN 37027 | Investment Management | $51,138 |
VERISIGHT, INC.1+ years Filed as: VERISIGHT TRUST COMPANY Service code 12 · EIN 27-4411131 | Custodial (securities); Trustee (dire... | $31,470 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY Service code 28 2525 WEST END AVE, SUITE 1220 · NASHVILLE, TN 37203 | Investment Management | $22,165 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN KEEGAN Service code 28 150 4TH AVENUE NORTH, SUITE 1500 · NASHVILLE, TN 37219 | Investment Management | $17,350 |
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO ADVISORS Service code 28 230 FOURTH AVENUE NORTH, SUITE 200 · NASHVILLE, TN 37219 | Investment Management | $15,183 |
WILMINGTON TRUST1+ years Service code 12 · EIN 51-0099033 | Trustee (directed); Trustee (bank, tr... | $10,166 |
TD AMERITRADE, INC.1+ years Filed as: TD AMERITRADE Service code 28 604 GEORGETOWN DRIVE · NASHVILLE, TN 37205 | Investment Management | $9,177 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $237,243 | $88,324+168.6% | $115,038+106.2% | $55,191+329.9% |
| Participation rate | 94.2% | 72.5%+21.7pp | 81.4%+12.9pp | 69.2%+25.1pp |
| Annual return | -2.52% | 6.30%-8.8pp | 26.14%-28.7pp | 10.78%-13.3pp |
| Employer contribution / active EE | $9,224 | $2,805+228.8% | $4,608+100.2% | $1,899+385.8% |
| Participant deferral / active EE | $7,298 | $5,042+44.7% | $6,026+21.1% | $3,046+139.6% |
| Admin fee / account holder | $732 | $105+594.5% | $8,175-91.0% | $91+706.2% |