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| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 13-2638166 | Advisory (Participants) | $122,425 |
Filed as: NORTHWESTERN MUTUAL Service code 26 · EIN 52-2114207 | Advisory (Participants) | $78,947 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-2859641 | Advisory (Participants) | $73,202 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $29,667 |
Filed as: LEHMAN BROTHERS, INC. Service code 26 2525 WEST END AVE · NASHVILLE, TN 37203 | Advisory (Participants) | $28,476 |
CAPWEALTH ADVISORS LLC1 year Filed as: CAPWEALTH ADVISORS Service code 26 4031 ASPEN GROVE DRIVE · FRANKLIN, TN 37067 | Advisory (Participants) | $20,907 |
AB FUNDS1 year Filed as: ALLIANCE BERNSTEIN Service code 26 · EIN 87-0746508 1 N LEXINGTON AVE · WHITE PLAINS, NY 10601 | Advisory (Participants) | $19,941 |
RBC WEALTH MANAGEMENT1 year Filed as: RBC CAPITAL MARKETS LLC Service code 26 · EIN 41-1416330 | Advisory (Participants) | $19,913 |
Filed as: BENJAMIN F EDWARDS & CO. Service code 26 · EIN 26-3199152 | Advisory (Participants) | $14,453 |
RAYMOND JAMES FINANCIAL SERVICES6+ years Filed as: RAYMOND JAMES Service code 26 · EIN 59-1517485 | Advisory (Participants) | $12,804 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $370,375 | $100,801+267.4% | $149,745+147.3% | $73,412+404.5% |
| Participation rate | 96.9% | 77.7%+19.2pp | 82.5%+14.4pp | 72.2%+24.7pp |
| Annual return | 16.62% | 265.34%-248.7pp | 276.72%-260.1pp | 59.30%-42.7pp |
| Employer contribution / active EE | $23,534 | $3,312+610.6% | $4,646+406.6% | $2,234+953.6% |
| Participant deferral / active EE | $12,647 | $6,404+97.5% | $6,843+84.8% | $3,806+232.3% |
| Admin fee / account holder | $885 | $181+389.2% | $9,312-90.5% | $158+460.2% |