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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $169,352 |
Filed as: LOCKTON INVESMTENT ADVISORS Service code 28 · EIN 20-8874282 | Investment Management | $90,000 |
Filed as: BUCKINGHAM STRATEGIC WEALTH LL Service code 26 · EIN 20-8306720 | Advisory (Participants) | $77,500 |
SC FINANCIAL SERVICES INC3 years Service code 26 · EIN 41-2091820 | Advisory (Participants) | $35,708 |
NIGHT OWL CAPITAL2 years Service code 26 · EIN 20-3008023 | Advisory (Participants) | $22,436 |
FIRST NATIONAL CORPORATION3 years Service code 26 · EIN 04-2541452 | Advisory (Participants) | $22,328 |
Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $18,388 |
PRIVATE ADVISOR GROUP LLC2 years Service code 26 · EIN 27-3463733 | Advisory (Participants) | $14,279 |
MATSON MONEY INC1 year Service code 26 · EIN 31-1334658 | Advisory (Participants) | $13,236 |
CAPFINANCIAL PARTNERS LLC2 years Service code 26 · EIN 26-0058143 | Advisory (Participants) | $10,177 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $152,396 | $56,095+171.7% | $178,510-14.6% | $90,274+68.8% |
| Participation rate | 85.6% | 65.6%+20.0pp | 81.9%+3.7pp | 73.4%+12.3pp |
| Annual return | 78.00% | 28.81%+49.2pp | 151.13%-73.1pp | 53.97%+24.0pp |
| Employer contribution / active EE | $10,877 | $1,572+591.7% | $5,011+117.1% | $2,523+331.0% |
| Participant deferral / active EE | $6,935 | $2,669+159.9% | $5,202+33.3% | $4,231+63.9% |
| Admin fee / account holder | $115 | $101+14.7% | $13,988-99.2% | $114+1.2% |