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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 22 | Insurance Broker | $11,282 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $7,754 |
PENSYS, INC.2+ years Filed as: PENSYS INC Service code 15 · EIN 68-0348235 | Recordkeeping | $6,879 |
Filed as: TRANSAMERICA FINANCIAL LIFE INSURAN Service code 15 · EIN 36-6071399 | Recordkeeping | $3,390 |
Filed as: LOCTON FINANCIAL ADVISORS LLC Service code 22 · EIN 20-3247391 | Insurance Broker | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,627 | $36,926+191.5% | $156,551-31.3% | $57,661+86.7% |
| Participation rate | 100.0% | 63.4%+36.6pp | 84.0%+16.0pp | 70.2%+29.8pp |
| Annual return | 34.90% | 12.38%+22.5pp | 32.23%+2.7pp | 5.13%+29.8pp |
| Employer contribution / active EE | $16,145 | $1,571+927.8% | $5,501+193.5% | $1,974+718.0% |
| Participant deferral / active EE | $10,656 | $1,926+453.4% | $4,871+118.8% | $3,061+248.2% |
| Admin fee / account holder | $19 | $83-77.4% | $13,028-99.9% | $95-80.3% |