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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC3+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 22 | Insurance Broker | $12,662 |
Filed as: PENION ASSURANCE LLP Service code 10 · EIN 30-0840934 | Accounting | $10,238 |
PENSYS, INC.3+ years Filed as: PENSYS INC Service code 15 · EIN 68-0348235 | Recordkeeping | $7,992 |
Filed as: TRANSAMERICA FINANCIAL LIFE INSURAN Service code 15 · EIN 36-6071399 | Recordkeeping | $7,038 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $6,998 |
Service code 33 · EIN 34-1344321 | Securities brokerage; Securities brok... | $4,240 |
HARLAN G STOEY INC1 year Service code 33 · EIN 27-1492844 | Securities brokerage; Securities brok... | $3,126 |
FRANK FINANCIAL SERVICES1 year Service code 33 · EIN 65-1167674 | Securities brokerage commissions and ... | $776 |
Service code 33 · EIN 20-4773945 | Securities brokerage commissions and ... | $103 |
Filed as: LOCTON FINANCIAL ADVISORS LLC Service code 22 · EIN 20-3247391 | Insurance Broker | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $127,762 | $46,182+176.7% | $170,435-25.0% | $69,634+83.5% |
| Participation rate | 98.6% | 63.9%+34.7pp | 83.6%+15.0pp | 70.7%+27.9pp |
| Annual return | 118.95% | 21.40%+97.6pp | 205.94%-87.0pp | 27572.26%-27453.3pp |
| Employer contribution / active EE | $15,108 | $1,610+838.3% | $5,432+178.1% | $2,032+643.4% |
| Participant deferral / active EE | $9,112 | $2,081+337.9% | $4,939+84.5% | $3,224+182.6% |
| Admin fee / account holder | $63 | $116-45.8% | $13,881-99.5% | $110-43.1% |