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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INSURAN Service code 15 · EIN 36-6071399 | Recordkeeping | $30,351 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 22 · EIN 20-3247391 | Insurance Broker | $5,547 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $4,534 |
PENSYS, INC.1+ years Filed as: PENSYS INC Service code 15 · EIN 68-0348235 2440 PROFESSIONAL DRIVE SUITE 100 · ROSEVILLE, CA 95661 | Recordkeeping | $1,800 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,826 | $37,117+142.0% | $147,618-39.1% | $55,191+62.8% |
| Participation rate | 100.0% | 63.6%+36.4pp | 84.6%+15.4pp | 69.2%+30.8pp |
| Annual return | 152.00% | 3.44%+148.6pp | 61.98%+90.0pp | 10.78%+141.2pp |
| Employer contribution / active EE | $11,223 | $1,620+592.6% | $5,564+101.7% | $1,899+491.1% |
| Participant deferral / active EE | $9,657 | $1,985+386.4% | $4,895+97.3% | $3,046+217.0% |
| Admin fee / account holder | $94 | $86+10.4% | $11,612-99.2% | $91+4.0% |