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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $99,742 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 28 · EIN 20-8874282 | Investment Management | $90,000 |
Filed as: BUCKINGHAM STRATEGIC WEALTH LL Service code 26 · EIN 20-8306720 | Advisory (Participants) | $40,058 |
SC FINANCIAL SERVICES INC2 years Service code 26 · EIN 41-2091820 | Advisory (Participants) | $20,188 |
FIRST NATIONAL CORPORATION2 years Service code 26 · EIN 04-2541452 | Advisory (Participants) | $19,819 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Other fees; Other investment fees and... | $17,870 |
Service code 26 · EIN 27-3111608 | Advisory (Participants) | $10,523 |
NIGHT OWL CAPITAL1 year Service code 26 · EIN 20-3008023 | Advisory (Participants) | $9,227 |
Service code 26 · EIN 27-3463733 | Advisory (Participants) | $8,033 |
Service code 26 · EIN 26-0058143 | Advisory (Participants) | $5,996 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $149,190 | $47,456+214.4% | $172,757-13.6% | $77,775+91.8% |
| Participation rate | 94.8% | 66.3%+28.5pp | 82.6%+12.2pp | 73.2%+21.6pp |
| Annual return | 68.82% | 35.57%+33.3pp | 803.06%-734.2pp | 32.58%+36.2pp |
| Employer contribution / active EE | $12,356 | $1,574+685.0% | $5,144+140.2% | $2,504+393.5% |
| Participant deferral / active EE | $8,348 | $2,560+226.1% | $5,198+60.6% | $3,966+110.5% |
| Admin fee / account holder | $80 | $81-0.8% | $13,956-99.4% | $100-19.8% |