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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $354,771 |
Filed as: BUCKINGHAM STRATEGIC WEALTH LLC Service code 26 · EIN 20-8306720 | Advisory (Participants) | $91,300 |
Filed as: LOCKTON INVESMTENT ADVISORS Service code 28 · EIN 20-8874282 | Investment Management | $90,000 |
SC FINANCIAL SERVICES INC4 years Service code 26 · EIN 41-2091820 | Advisory (Participants) | $44,475 |
NIGHT OWL CAPITAL3 years Service code 26 · EIN 20-3008023 | Advisory (Participants) | $30,656 |
FIRST NATIONAL CORPORATION4 years Service code 26 · EIN 04-2541452 | Advisory (Participants) | $28,593 |
CLIFTONLARSONALLEN LLP2 years Filed as: CLIFTONLARSONALLEN Service code 26 · EIN 41-1803291 | Advisory (Participants) | $23,304 |
Service code 26 · EIN 95-4670255 | Advisory (Participants) | $21,763 |
PRIVATE ADVISOR GROUP LLC3 years Service code 26 · EIN 27-3463733 | Advisory (Participants) | $18,734 |
TRENT CAPITAL MANAGEMENT1 year Filed as: TRENT CAPITAL MANAGEMENT INC Service code 26 · EIN 56-1588687 | Advisory (Participants) | $15,059 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $153,510 | $69,238+121.7% | $185,854-17.4% | $101,555+51.2% |
| Participation rate | 90.4% | 73.5%+16.9pp | 81.7%+8.7pp | 74.5%+15.9pp |
| Annual return | 65.54% | 21.26%+44.3pp | 122.12%-56.6pp | 21.00%+44.5pp |
| Employer contribution / active EE | $11,209 | $2,104+432.6% | $5,169+116.9% | $2,972+277.1% |
| Participant deferral / active EE | $8,043 | $3,764+113.7% | $5,569+44.4% | $4,874+65.0% |
| Admin fee / account holder | $105 | $66+58.7% | $16,246-99.4% | $139-24.5% |