Filed January 31, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Recordkeeping fees; Participant commu... | $534,521 |
STIFEL NICOLAUS & CO INC6 years Filed as: STIFEL, NICOLAUS & COMPANY, INC. Service code 16 · EIN 43-0538770 | Consulting | $73,352 |
WARNER NORCROSS & JUDD LLP3 years Service code 29 · EIN 38-1422647 | Legal | $12,216 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,317 | $67,679+2.4% | $155,509-55.4% | $99,062-30.0% |
| Participation rate | 67.2% | 67.2%0pp | 78.2%-11.0pp | 71.6%-4.4pp |
| Annual return | 12.63% | 16.16%-3.5pp | 64.67%-52.0pp | 17.66%-5.0pp |
| Employer contribution / active EE | $914 | $2,268-59.7% | $4,672-80.4% | $3,262-72.0% |
| Participant deferral / active EE | $4,326 | $3,828+13.0% | $5,626-23.1% | $5,331-18.9% |
| Admin fee / account holder | $89 | $94-4.8% | $15,912-99.4% | $109-18.2% |