Filed January 31, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $534,521 |
STIFEL NICOLAUS & CO INC6 years Filed as: STIFEL, NICOLAUS & COMPANY, INC. Service code 16 · EIN 43-0538770 | Consulting | $73,352 |
WARNER NORCROSS & JUDD LLP3 years Service code 29 · EIN 38-1422647 | Legal | $12,216 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,317 | $68,110+1.8% | $155,556-55.4% | $99,313-30.2% |
| Participation rate | 67.2% | 67.8%-0.6pp | 78.2%-11.0pp | 71.7%-4.5pp |
| Annual return | 12.63% | 16.16%-3.5pp | 64.84%-52.2pp | 17.67%-5.0pp |
| Employer contribution / active EE | $914 | $2,291-60.1% | $4,675-80.5% | $3,264-72.0% |
| Participant deferral / active EE | $4,326 | $3,865+11.9% | $5,631-23.2% | $5,346-19.1% |
| Admin fee / account holder | $89 | $94-5.1% | $15,885-99.4% | $109-18.3% |