Filed January 31, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Recordkee... | $706,217 |
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL, NICOLAUS & COMPANY, INC. Service code 16 · EIN 43-0538770 | Consulting | $96,538 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,109 | $53,565-19.5% | $172,739-75.0% | $82,204-47.6% |
| Participation rate | 77.5% | 69.6%+7.8pp | 82.6%-5.2pp | 73.4%+4.1pp |
| Annual return | 27.86% | 31.42%-3.6pp | 802.84%-775.0pp | 26.31%+1.6pp |
| Employer contribution / active EE | $695 | $1,857-62.6% | $5,143-86.5% | $2,707-74.3% |
| Participant deferral / active EE | $3,318 | $3,006+10.4% | $5,198-36.2% | $4,246-21.9% |
| Admin fee / account holder | $99 | $61+61.1% | $13,954-99.3% | $76+30.8% |