Filed January 31, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $548,389 |
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL, NICOLAUS & CO Service code 16 · EIN 43-0538770 | Consulting | $79,327 |
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL/ PEARLSTREET INVESTMENT MANA Service code 10 · EIN 05-9197540 | Accounting | $5,688 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,854 | $44,007-18.5% | $154,107-76.7% | $68,904-48.0% |
| Participation rate | 100.0% | 70.0%+30.0pp | 83.0%+17.0pp | 74.1%+25.9pp |
| Annual return | 0.83% | 8.15%-7.3pp | 735.12%-734.3pp | 1.07%-0.2pp |
| Employer contribution / active EE | $978 | $1,732-43.5% | $5,298-81.5% | $2,540-61.5% |
| Participant deferral / active EE | $4,070 | $2,813+44.7% | $5,081-19.9% | $4,015+1.4% |
| Admin fee / account holder | $92 | $65+42.2% | $13,411-99.3% | $71+29.1% |