Filed January 31, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $469,319 |
OPPENHEIMER3+ years Filed as: OPPENHEIMER & CO., INC. Service code 16 · EIN 13-5657518 | Consulting | $60,116 |
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL Service code 16 · EIN 43-0538770 | Consulting | $12,500 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,664 | $48,835-24.9% | $170,442-78.5% | $177,276-79.3% |
| Participation rate | 76.8% | 72.1%+4.8pp | 83.6%-6.7pp | 74.8%+2.0pp |
| Annual return | 19.51% | 19.44%+0.1pp | 205.93%-186.4pp | 21.25%-1.7pp |
| Employer contribution / active EE | $645 | $1,798-64.1% | $5,433-88.1% | $2,479-74.0% |
| Participant deferral / active EE | $2,792 | $2,757+1.2% | $4,939-43.5% | $3,881-28.1% |
| Admin fee / account holder | $78 | $52+50.5% | $13,880-99.4% | $154-49.3% |