Filed January 31, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Sales loa... | $828,031 |
STIFEL NICOLAUS & CO INC2 years Filed as: STIFEL, NICOLAUS & COMPANY, INC. Service code 16 · EIN 43-0538770 | Consulting | $110,358 |
Filed as: WARNER NORCROSS + JUDD LLP Service code 29 · EIN 38-1422647 | Legal | $17,804 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
See 1 reportable transaction. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,681 | $63,259-15.1% | $178,490-69.9% | $93,223-42.4% |
| Participation rate | 76.7% | 72.1%+4.5pp | 81.9%-5.3pp | 74.9%+1.8pp |
| Annual return | 15.30% | 19.93%-4.6pp | 151.07%-135.8pp | 19.29%-4.0pp |
| Employer contribution / active EE | $752 | $1,865-59.7% | $5,011-85.0% | $2,680-71.9% |
| Participant deferral / active EE | $3,675 | $3,372+9.0% | $5,202-29.4% | $4,563-19.5% |
| Admin fee / account holder | $129 | $58+122.0% | $13,984-99.1% | $79+62.6% |