Filed January 31, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Participant communication; Float reve... | $135,544 |
WARNER NORCROSS & JUDD LLP3 years Service code 29 · EIN 38-1422647 | Legal | $35,051 |
STIFEL NICOLAUS & CO INC7 years Filed as: STIFEL, NICOLAUS & CO Service code 16 · EIN 43-0538770 | Consulting | $16,648 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
See 1 reportable transaction. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,570 | $67,679-74.0% | $155,509-88.7% | $99,062-82.3% |
| Participation rate | 71.2% | 67.2%+4.0pp | 78.2%-7.0pp | 71.6%-0.4pp |
| Annual return | 11.36% | 16.16%-4.8pp | 64.67%-53.3pp | 17.66%-6.3pp |
| Employer contribution / active EE | $1,616 | $2,268-28.7% | $4,672-65.4% | $3,262-50.4% |
| Participant deferral / active EE | $55 | $3,828-98.6% | $5,626-99.0% | $5,331-99.0% |
| Admin fee / account holder | $27 | $94-70.9% | $15,912-99.8% | $109-75.0% |