Filed January 31, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Direct pa... | $570,010 |
STIFEL NICOLAUS & CO INC5 years Filed as: STIFEL, NICOLAUS & COMPANY, INC. Service code 16 · EIN 43-0538770 | Consulting | $74,622 |
MUNSON HEALTHCARE2 years Service code 14 · EIN 38-2640544 | Plan Administrator | $13,750 |
WARNER NORCROSS & JUDD LLP2 years Service code 29 · EIN 38-1422647 | Legal | $10,116 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,498 | $59,339+3.6% | $149,673-58.9% | $103,482-40.6% |
| Participation rate | 67.5% | 70.2%-2.7pp | 78.8%-11.3pp | 73.3%-5.8pp |
| Annual return | 17.15% | 77.78%-60.6pp | 134.42%-117.3pp | 33.11%-16.0pp |
| Employer contribution / active EE | $814 | $2,178-62.6% | $4,818-83.1% | $3,208-74.6% |
| Participant deferral / active EE | $4,140 | $3,716+11.4% | $5,680-27.1% | $5,207-20.5% |
| Admin fee / account holder | $94 | $103-8.5% | $13,210-99.3% | $114-17.4% |