Filed January 31, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $399,670 |
OPPENHEIMER2+ years Filed as: OPPENHEIMER & CO., INC. Service code 16 · EIN 13-5657518 | Consulting | $54,938 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,656 | $43,110-24.3% | $156,549-79.1% | $65,292-50.0% |
| Participation rate | 75.3% | 69.3%+5.9pp | 84.0%-8.7pp | 72.4%+2.8pp |
| Annual return | 19.29% | 11.24%+8.0pp | 32.23%-12.9pp | 11.84%+7.4pp |
| Employer contribution / active EE | $524 | $1,702-69.2% | $5,501-90.5% | $2,302-77.2% |
| Participant deferral / active EE | $2,723 | $2,520+8.1% | $4,871-44.1% | $3,579-23.9% |
| Admin fee / account holder | $73 | $47+54.1% | $13,027-99.4% | $57+26.9% |