Filed December 28, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $586,862 |
CAPFINANCIAL PARTNERS LLC9 years Service code 28 · EIN 26-0058143 | Investment Management | $197,916 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INC Service code 28 · EIN 36-3297908 | Investment Management | $105,681 |
FISHER INVESTMENTS6 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $81,053 |
WARREN AVERETT, LLC6 years Service code 10 · EIN 45-4084437 | Accounting | $61,534 |
Filed as: BARTLETT ONEILL CONSULTING INC Service code 10 · EIN 20-0663007 | Accounting | $10,235 |
ARK WEALTH MANAGEMENT LLC2 years Service code 26 · EIN 87-2932020 | Advisory (Participants) | $8,102 |
MJP ASSOCIATES INC.2 years Filed as: MJP ASSOCIATES INC Service code 26 · EIN 06-1038339 | Advisory (Participants) | $6,866 |
SONEPAR MANAGEMENT7 years Service code 28 · EIN 23-2975775 | Investment Management | $6,729 |
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Other investment fees and expenses; D... | $2,898 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,687 | $96,807-6.3% | $165,100-45.1% | $106,553-14.9% |
| Participation rate | 99.1% | 79.1%+20.0pp | 78.6%+20.5pp | 69.8%+29.2pp |
| Annual return | 20.17% | 17.39%+2.8pp | 70.21%-50.0pp | 17.37%+2.8pp |
| Employer contribution / active EE | $2,163 | $2,888-25.1% | $4,348-50.2% | $3,359-35.6% |
| Participant deferral / active EE | $6,663 | $5,055+31.8% | $6,035+10.4% | $5,562+19.8% |
| Admin fee / account holder | $80 | $66+21.1% | $12,696-99.4% | $800% |