Filed December 28, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $646,052 |
CAPFINANCIAL PARTNERS LLC3 years Service code 28 · EIN 26-0058143 | Investment Management | $206,000 |
WARREN AVERETT, LLC2 years Filed as: WARREN AVERETT LLC Service code 10 · EIN 45-4084437 | Accounting | $18,500 |
BENEFITFOCUS.COM, INC.1 year Filed as: BENEFITFOCUS COM INC Service code 28 · EIN 57-1099948 | Investment Management | $15,441 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage c... | $7,913 |
SONEPAR MANAGEMENT1 year Service code 28 · EIN 23-2975775 | Investment Management | $6,957 |
ROSS PRINTING3 years Service code 28 · EIN 57-1077191 | Investment Management | $5,959 |
Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $63 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,432 | $69,744-13.4% | $110,243-45.2% | $68,904-12.3% |
| Participation rate | 94.2% | 83.4%+10.8pp | 79.8%+14.4pp | 74.1%+20.1pp |
| Annual return | -1.33% | -2.58%+1.2pp | 314.76%-316.1pp | 1.07%-2.4pp |
| Employer contribution / active EE | $1,510 | $2,204-31.5% | $3,827-60.5% | $2,540-40.5% |
| Participant deferral / active EE | $4,179 | $4,131+1.2% | $4,672-10.6% | $4,015+4.1% |
| Admin fee / account holder | $78 | $67+16.4% | $8,548-99.1% | $71+9.3% |