Filed December 28, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $826,783 |
CAPFINANCIAL PARTNERS LLC7 years Service code 28 · EIN 26-0058143 | Investment Management | $206,000 |
FISHER INVESTMENTS4 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $46,686 |
VISIONS INC1 year Filed as: VISIONS, INC Service code 28 · EIN 41-1638459 | Investment Management | $23,989 |
Filed as: COMPERIO RETIREMENT CONSULTING Service code 28 · EIN 20-4798483 | Investment Management | $17,500 |
WARREN AVERETT, LLC4 years Service code 10 · EIN 45-4084437 | Accounting | $17,500 |
ROSS PRINTING2 years Filed as: ROSS SALES ASSOCIATES INC Service code 28 · EIN 57-1077191 | Investment Management | $14,994 |
SONEPAR MANAGEMENT5 years Service code 28 · EIN 23-2975775 | Investment Management | $5,416 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $4,127 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,979 | $71,813+3.0% | $119,628-38.2% | $78,104-5.3% |
| Participation rate | 92.0% | 81.7%+10.3pp | 79.3%+12.8pp | 74.5%+17.5pp |
| Annual return | -30.31% | -13.80%-16.5pp | -14.98%-15.3pp | 10.90%-41.2pp |
| Employer contribution / active EE | $2,004 | $2,836-29.3% | $4,232-52.6% | $3,128-35.9% |
| Participant deferral / active EE | $6,277 | $4,953+26.7% | $5,601+12.1% | $5,089+23.3% |
| Admin fee / account holder | $108 | $81+34.3% | $10,330-99.0% | $79+37.3% |