Filed December 28, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $577,321 |
Service code 28 · EIN 26-0058143 | Investment Management | $208,782 |
KPMG LLP2+ years Service code 10 · EIN 13-5565207 | Accounting | $47,749 |
MOSS ADAMS LLP1 year Service code 28 · EIN 91-0189318 | Investment Management | $26,175 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $12,023 |
ROSS PRINTING1 year Service code 28 · EIN 57-1077191 | Investment Management | $11,452 |
GREERWALKER LLP1 year Filed as: GREER & WALKER LLP Service code 10 · EIN 56-1434747 | Accounting | $10,000 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,375 | $70,961-17.7% | $108,582-46.2% | $65,292-10.6% |
| Participation rate | 94.3% | 80.9%+13.4pp | 79.6%+14.7pp | 72.4%+21.9pp |
| Annual return | 20.45% | 10.24%+10.2pp | -51.70%+72.1pp | 11.84%+8.6pp |
| Employer contribution / active EE | $1,322 | $1,833-27.9% | $3,758-64.8% | $2,302-42.6% |
| Participant deferral / active EE | $3,756 | $3,662+2.6% | $4,311-12.9% | $3,579+5.0% |
| Admin fee / account holder | $86 | $43+102.2% | $7,645-98.9% | $57+50.1% |