Filed December 28, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $679,006 |
CAPFINANCIAL PARTNERS LLC4 years Service code 28 · EIN 26-0058143 | Investment Management | $206,000 |
WARREN AVERETT, LLC1 year Service code 10 · EIN 45-4084437 | Accounting | $18,689 |
RETIREMENT CLEARINGHOUSE LLC5+ years Service code 28 · EIN 26-0008851 | Investment Management | $9,066 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $8,093 |
ROSS PRINTING4 years Service code 28 · EIN 57-1077191 | Investment Management | $7,972 |
FISHER INVESTMENTS1 year Service code 26 · EIN 20-2480800 | Advisory (Participants) | $5,846 |
Service code 26 · EIN 36-4858171 | Advisory (Participants) | $5,068 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,590 | $83,826-12.2% | $125,195-41.2% | $82,204-10.5% |
| Participation rate | 94.5% | 83.1%+11.4pp | 79.8%+14.7pp | 73.4%+21.1pp |
| Annual return | 21.08% | 22.78%-1.7pp | 43.79%-22.7pp | 26.31%-5.2pp |
| Employer contribution / active EE | $1,615 | $2,267-28.8% | $3,866-58.2% | $2,707-40.3% |
| Participant deferral / active EE | $4,727 | $4,293+10.1% | $4,937-4.3% | $4,246+11.3% |
| Admin fee / account holder | $83 | $74+11.1% | $9,704-99.1% | $76+9.2% |